Retail Investments Legal - Associate
- Supporting the International Consumer Legal Team on product development and general advisory matters with respect to retail investment products.
- Drafting client documentation, including updates to general T&Cs and marketing materials.
- Contributing to the oversight of the contents and execution of documents, including communications with respect to complaints and internal governance materials.
- Liaising with outside counsel.
- Interpreting existing laws, rules and regulations, and advising on changes thereto as well as advising on contemplated and proposed laws, rules and regulations.
- Facilitate effective communication and collaboration among multiple stakeholders to align legal project goals and expectations.
- Qualified Solicitor of England & Wales or a Paralegal, with familiarity with UK retail financial services, especially UK retail investment products.
- UK retail financial services regulatory knowledge, including the FCA Consumer Duty, UK MiFID 2, Individual Savings Account regulations, PRIIPs, MAR, UK financial promotion regime and UK pensions regulations.
- Experience of providing legal advice with respect to UK retail client matters, including managing client complaints, FOS investigations, Power of Attorney queries and supporting bereavement matters.
- Familiarity with FCA Handbook Rules including the Client Assets (CASS) and client money sourcebook.
- Experience of regulatory change management programs and new product development.
- Excellent organizational skills and a team player who can collaborate across business and functional stakeholders.
- Familiarity with other retail financial service laws and regulations, including Payment Service Regulations or GDPR.
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