Risk and Compliance Officer
- Support the onboarding of new clients and matters, ensuring all information is accurate and compliant with regulatory standards and firm policies.
- Conduct Anti-Money Laundering (AML) activities, including Customer Due Diligence (CDD), reviewing Know Your Customer (KYC) documentation, and performing sanctions checks, escalating issues to the MLRO as required
- Advise on, and review, the application of terms and engagement letters.
- Perform ongoing monitoring and risk assessments, updating records and processes in response to changes in client or matter risk in line with regulatory requirements
- Prepare and deliver compliance reports on a weekly and monthly basis.
- Collaborate with internal teams and participate in audits, supporting the preparation of annual file reviews and compliance reports.
- Assist in developing and updating compliance policies and procedures as needed
- Previous experience within a compliance function, ideally in a law firm environment
- Solid understanding of AML, CDD, and KYC processes.
- Demonstrated experience working within a regulatory compliance framework, with the ability to identify and resolve conflicts of interest
- Strong stakeholder management skills, with the ability to work effectively with colleagues and clients at all levels.
- Excellent attention to detail, analytical skills, and clear communication abilities
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