Assistant Manager - Regulatory Compliance
- Ensure compliance with relevant regulatory frameworks and industry standards.
- Assist in the development, implementation, and monitoring of compliance policies and procedures.
- Conduct risk assessments and recommend mitigating strategies for identified risks.
- Provide guidance and training to staff on regulatory compliance matters.
- Monitor and report on changes in regulations impacting the professional services industry.
- Maintain accurate compliance records and documentation for audit purposes.
- Support the Risk & Compliance department in handling internal and external audits.
- Collaborate with various teams to ensure seamless compliance integration across the organisation.
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