Compliance Manager
We’re working with a well-established UK bank looking to hire a Compliance Manager. This is a generalist compliance role with strong focus on compliance monitoring, regulatory guidance, MI reporting, and stakeholder engagement.
You’ll be supporting the Head of Compliance (SMF16), playing a key role in monitoring, advising, and enhancing the bank’s regulatory framework - all while ensuring good customer outcomes.
Key Responsibilities:
- Lead and deliver compliance monitoring reviews across regulated banking activities
- Conduct customer outcomes testing in line with Consumer Duty obligations
- Provide timely, practical regulatory advice across the business
- Prepare compliance MI and committee packs, and contribute to policy reviews
- Maintain registers (e.g. Conflicts of Interest, Gifts & Entertainment)
- Provide internal compliance training
What We’re Looking For:
- Strong background in Compliance or Audit within financial services
- Hands-on experience with Compliance Monitoring
- Solid understanding of FCA regulations, especially the Consumer Duty
- Strong communication, analytical, and stakeholder management skills
- Attention to detail and a proactive mindset
- Ideally youll have come from a retail banking background
InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.
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