Senior Compliance Analyst
- Professional Growth: Engage with compliance queries and enhance your technical knowledge, especially in conduct risk.
- Client Interaction: Serve as the main contact for clients, providing reliable information and guidance.
- Collaborative Environment: Work with a supportive team, contributing to Product Oversight Groups and client meetings.
- Training and Development: Deliver compliance training, boosting your communication skills.
- Policy Development: Help review and develop compliance policies to meet regulatory standards.
- Respond to queries on sanctions, complaints, and conduct risk.
- Draft board reports and regulatory bulletins.
- Produce conduct risk MI and reports.
- Lead and participate in client meetings.
- Deliver compliance training.
- Prepare and submit regulatory returns.
- Participate in additional projects as needed.
- Broad knowledge of UK insurance regulation.
- Experience applying regulatory knowledge in insurance.
- Conduct risk experience.
- Strong academic background, ideally ACII qualified or pursuing qualification.
- Proficient in Microsoft Office.
Recommended Jobs
Pumps Manager
Pumps Manager 55K £55,000, Van + Fuel Card Provided Are you looking the next promotion in your career to a Pumps Manager, this the right job for you. Are you familiar with pumping systems…
Contracts Manager
As a Contracts Manager, you will be responsible for overseeing multiple construction projects, ensuring they are delivered on time, within budget, and to the highest quality and safety standards. You…
NAE/JNAM (Food): Ocado
Developing and nurture long-term relationships with Ocado Work closely with the National Account Controller to achieve targets and goals for the business Identify opportunities to grow product …
Treasury Risk Analyst
Job Purpose: The role of the Treasury Risk Senior Analyst will be to support the Treasury Risk Manager in delivering effective second-line oversight of all aspects of Treasury risk, including asse…
Media Operations Manager
Thank you for considering the Media Operations Manager position with Moonbug Entertainment, an award-winning global entertainment company inspiring kids everywhere to laugh, learn and grow. The com…
Income Collection Officer - SO2
Job Category : Revenues / Benefits Location : Hackney Council Hours Per Week : 36.00 Start Date : Immediate Start Start Time : 09:00 End Time : 17:00 Salary: £20.06 Hackney is one of…
Trader Summer Internship Programme
Trader Summer Internship Programme As a Trader Intern, you will complete a 9 week training programme run by our traders, including mock trading, project work and programming courses. Throughout th…
Employee Relations Specialist
We are seeking a skilled and experienced Employee Relations Specialist to join our global Human Relations team. Based in London, this role is responsible for managing employee relations across mult…
Finance Financial Services Lawyer
THE FIRMA global law firmTHE ROLELawyer with a derivatives/general finance/structured finance background to join a growing Financial Services Transactions practice in the London office. Collateral …
Application Analyst
Application Analyst Larbey Evans is partnering with a top UK law firm to recruit an Application Analyst to report into their Head of Business Intelligence & Systems in their London office. Comp…