Head of Compliance

Bruin Financial
London

Key Responsibilities:

  • Serve as the UK Compliance Officer (SMF16) and UK MLRO (SMF17) .

  • Lead the UK compliance function and oversee compliance operations in the Middle East.

  • Provide strategic compliance support to UK and MENA business development teams.

  • Maintain regulatory documentation, internal controls, and ensure alignment with both local regulations and global standards.

  • Manage and respond to local regulatory audits and visits.

  • Review and approve marketing materials for UK and MENA regions.

  • Participate in global compliance governance, including policy development, risk assessments, and control planning.

  • Deputise for senior compliance leadership when required.

Team Management & Collaboration:

  • Supervise a compliance team in London and a compliance officer in the Middle East.

  • Work closely with business development leads and global compliance teams.

  • Engage with internal stakeholders across product, legal, finance, marketing, and operations functions.

Qualifications & Experience:

  • Strong understanding of UK (FCA) and Middle East (DFSA or equivalent) regulatory regimes.

  • Expertise in areas such as MiFID, UCITS, AML, and cross-border fund distribution.

  • Demonstrated leadership, communication, and cross-cultural collaboration skills.

  • Proven ability to influence and support business functions while maintaining regulatory integrity.

  • Occasional international travel required.

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

Posted 2025-06-04

Recommended Jobs

Senior Account Handler - Marine Hull

Harrison Holgate
London

A fantastic new opportunity is available for a senior account handler, working part of a global marine team based in London - specialising in Marine Hull. Knowledge and experience of producing slips…

View Details
Posted 2025-07-09

Professional Development Expert - AI Engineer (Level 6)

Corndel
London

About Corndel Corndel is a unique, multi award-winning UK management and technology training provider that focuses on delivering the highest quality programmes throughout an employee's career. We …

View Details
Posted 2025-07-15

Private Equity Senior Associate looking for partnership

Chadwick Nott
London

Job Details Job Title: Private Equity Senior Associate looking for partnership- Global law firm Salary: £200,000-£250,000 PQE Level: Partner Contract Type: Permanent Working Hours: Full…

View Details
Posted 2025-06-27

Dental Nurse

PortmanDentex
London

Job Description About the role and practice If you're a patient-focused Dental Nurse looking for a rewarding role in a friendly and professional environment, look no further than The Den…

View Details
Posted 2025-06-26

Customer Consultant

The Body Shop International Limited
London

The Body Shop When Anita Roddick founded The Body Shop in 1976, she had a vision. Business as a force for good – that’s us. Over 40 years later, we’re proud to be pioneering cruelty-free beauty ev…

View Details
Posted 2025-07-24

Assistant Building Surveyor

Hays Construction and Property
London

As an Assistant Building Surveyor with us, you'll be at the forefront of captivating projects spanning the businesses' core sectors: Housing, Education, Commercial, Care, and Health. This is your chan…

View Details
Posted 2025-07-01

Cafe Manager - Specialty Coffee Shop

Beangreen Limited
London

Role Summary: The Café Manager is responsible for the overall performance, culture, and operational excellence of the café. This is a pivotal leadership role to drive a successful turnaround — blendi…

View Details
Posted 2025-07-01

Operations Executive - Partner Growth

Lyst
London

Lyst is a global fashion shopping platform founded in London in 2010 and catering to over 160M shoppers per year. We offer our customers the largest assortment of premium & luxury fashion products in…

View Details
Posted 2025-06-20

School Caretaker and Premises Assistants Wanted

TimePlan Education
London

School Caretakers and Premises Assistants Wanted Are you passionate about maintaining a safe and welcoming environment for students and staff? TimePlan, a leading education agency, are recruiting ded…

View Details
Posted 2025-07-01

Real Estate Analyst (Hotels)

Michael Page
London

Liaise with brokers and obtain high level information for preliminary acquisition opportunities analysis. Review dataroom, run desktop valuation analysis and discuss with executive committee. M…

View Details
Posted 2025-06-04