Head of Compliance

Bruin Financial
London

Key Responsibilities:

  • Serve as the UK Compliance Officer (SMF16) and UK MLRO (SMF17) .

  • Lead the UK compliance function and oversee compliance operations in the Middle East.

  • Provide strategic compliance support to UK and MENA business development teams.

  • Maintain regulatory documentation, internal controls, and ensure alignment with both local regulations and global standards.

  • Manage and respond to local regulatory audits and visits.

  • Review and approve marketing materials for UK and MENA regions.

  • Participate in global compliance governance, including policy development, risk assessments, and control planning.

  • Deputise for senior compliance leadership when required.

Team Management & Collaboration:

  • Supervise a compliance team in London and a compliance officer in the Middle East.

  • Work closely with business development leads and global compliance teams.

  • Engage with internal stakeholders across product, legal, finance, marketing, and operations functions.

Qualifications & Experience:

  • Strong understanding of UK (FCA) and Middle East (DFSA or equivalent) regulatory regimes.

  • Expertise in areas such as MiFID, UCITS, AML, and cross-border fund distribution.

  • Demonstrated leadership, communication, and cross-cultural collaboration skills.

  • Proven ability to influence and support business functions while maintaining regulatory integrity.

  • Occasional international travel required.

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

Posted 2025-06-04

Recommended Jobs

Business Development Director

shinetoprosper
London

"The best way to predict the future is to create it." - Peter Drucker Drive Growth in the Personal Transformation Sector Shine To Prosper is seeking a driven Business Development Professional fo...

View Details
Posted 2025-05-22

Qualified Dental Nurse Job near Heathrow Airport

MedMatch
London

We are seeking a Qualified Dental Nurse to enhance a well-regarded dental practice near Heathrow Airport. This is a fantastic opportunity to join a dynamic and nurturing team offering structure...

View Details
Posted 2025-05-19

Senior Cloud Engineer

GroupM
London

Description Position at Choreograph WHO WE ARE LOOKING FOR As a member of the Global Technical Operations (TechOps) , you will be a part of a team that focuses on operational reliability wi...

View Details
Posted 2025-05-21

Temporary Stock Controller

Luxury Retailer
London

We’re looking for an experienced and organised Stock & Operations Coordinator to oversee inventory control and support daily operations for a progressive multi-brand fashion retailer based in London....

View Details
Posted 2025-05-21

Account Handler - MRP

Gallagher
London

Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of ...

View Details
Posted 2025-06-06

Commercial & Construction Contracts Lawyer

Sellick Partnership Limited - Public Sector
London

Commercial and Construction Contracts Lawyer London Local Authority Locum Contract A large and well-established local authority in London is seeking an experienced Contracts Lawyer with ex...

View Details
Posted 2025-05-31

Temporary Sales Assistant

Sports Direct
London

This role is a temporary position with an end date of the 7th of September 2025. At Sports Direct, we offer more than just a job—we offer an opportunity to be part of a fast-paced, energetic r...

View Details
Posted 2025-05-19

Head of Community Safety

Carrington West
London

Our client is looking to recruit an experienced Head of Community Safety. This newly created leadership role is an exciting opportunity to shape the direction and priorities of the Community Safety f...

View Details
Posted 2025-05-20

Senior Strategy Manager

Flutter International plc
London

Position Title Senior Strategy Manager Reports to Head of Strategy Role Location London or Dublin office, with some international travels (project dependent) Role Overview ...

View Details
Posted 2025-06-06

Biology Teacher - Central London Opportunity

Perham Education Partnership
London

Biology Teacher – Lambeth Secondary School An Outstanding secondary school in Lambeth has a vacancy for a dedicated and enthusiastic Biology Teacher to join their Science department. This is a...

View Details
Posted 2025-05-25