Internal Audit, Institutional Securities Business Audit, Director
- Help identify risk and impact to relevant coverage area to prioritize areas of focus
- Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment
- Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner
- Assist in managing multiple deliverables in line with team priorities
- Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers At least 4 years' relevant experience, primarily in financial markets, would generally be expected to find the skills required for this role
- Good understanding of key financial industry regulations and capital market related products in fixed income and/or equities
- Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
- Ability to identify and analyze multiple data sources to inform point of view
- Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
- Ability to work independently and with a team on assignments, while multi-tasking and meeting deadlines
- A commitment to practicing inclusive behaviors
- Good understanding of derivative transactions and/or associated counterparty risk is preferred
- Preferably CPA, CIA or other accounting qualification
- Preferably CFA, FRM or other financial/risk qualification We are seeking someone to join our audit team as a Director covering the Institutional Securities (IS) Financial Resources and Strategy business. The candidate will execute and lead assurance activities and provide an independent assessment of the firm secured funding, the margin and capital optimization and the IS counterparty risk management businesses' operating and control environment. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible for inspecting controls in the business unit, middle and back offices. At Morgan Stanley Glasgow, we support the Firm's global Operations, Technology, Finance, Corporate, and Institutional Securities divisions. Known for its excellence in process, client service & leadership, our Glasgow teams have led us to win numerous innovation and people awards. Morgan Stanley has been rooted in the Glasgow community since 2000, steadily contributing to the development of a vibrant local financial services and fintech industry. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world., We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser. Certified Persons Regulatory Requirements If t his role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks. Flexible work statement Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more. Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.
Recommended Jobs
Founders Associate in City of London
Job description Founders Associate-MediaTech London Up to £60k We are collaborating with a pioneering startup that enables some of the world’s top creators and brands to unlock new reve…
Computing Teacher (ECT) - Structured Induction - Newham
ECT: Computing Teacher – Launch Your Career with a Structured, Mastery-Focused Induction Programme – Newham An innovative and supportive secondary school in Newham requires an enthusiastic …
Business Development Executive
Business Development Manager – UK & Ireland Company Overview: ShopperTrak Analytics, a division of Sensormatic Solutions, is a global leader in retail analytics and shopper insights. We pro…
Creative Director
About us: At Praktika.ai we are on a mission to deliver efficient and engaging learning experiences for billions of students worldwide by bridging the gap between learning apps and human tutors. …
Hospitality Sous Chef
Job Details Senior Sous Chef - Prestigious Site We’re looking for a talented and ambitious Senior Sous Chef to join the senior culinary team at a prestigious global bank near Liverpool Street S…
Care Charging Officer - S01
Job Category: Finance – Unqualified Location: Hackney Service Centre, Hackney Council Hours Per Week: 36.00 Start Date: Immediate Start Start Time: 09:00 End Time: 17:00 Salary: …
Physics Teacher (ECT) - Practical Skills - Redbridge
ECT: Physics Teacher – Start Your Career with Nurturing Induction and a Focus on Practical Physics – Redbridge A nurturing and supportive secondary school in Redbridge is recruiting an enthu…
Sales Manager
At Veyt, we specialise in data, analysis, and insights for global low-carbon and renewable energy certificate markets. With the world’s leading experts on carbon and renewable energy, we track value …
Analyst, Climate Risk
activities Print Tell a friend Company presentation The European Bank for Reconstruction and Development was founded in 1991 when communism was crumbling in Europe and ex-Soviet countries n…