Compliance Manager
Employment Contract: Permanent, full-time
Reports into: Head of Compliance and Risk
Salary: Circa £65-£70,000 pa + Bonus + Benefits Company summary Operating as an MGA and broker services platform, as well as a Lloyd’s broker and coverholder, we collaborate with established industry players and entrepreneurial start-ups alike. About the Role: This is a pivotal role within the compliance team, where you will take ownership of key compliance projects and develop frameworks to support both our business and MGA clients. Key Responsibilities :
- Regulatory Compliance Oversight : Develop and implement compliance framework, policies, and procedures. Monitor and interpret relevant regulatory developments (e.g., FCA, PRA, NAIC, EIOPA) and advise the business accordingly. Update clients on compliance/regulatory changes and news.
- Governance and Risk Management: Support the Board and Senior Management in fulfilling their regulatory responsibilities.
- Monitoring, Reporting and Audits: Execute Appointed Representative’s monitoring and oversight programme. Report on compliance performance, breaches, and remediation. Oversee internal and external compliance audits.
- Product & Distribution Oversight : Review and approve new insurance products and distribution arrangements from a regulatory perspective. Ensure Treating Customers Fairly (TCF), Conduct Risk, and Product Governance requirements are met.
- Data Protection & Financial Crime: Oversee data protection compliance (e.g., GDPR).
- Training & Culture: Promote a culture of compliance and ethical conduct across the company. Develop and deliver compliance training for employees and Appointed Representatives.
- Strong generalist compliance experience from within the Insurance market
- Experience in supervising other staff members.
- Ability to develop good relationships with the firm’s clients.
- Familiarity with at least two other areas of compliance: data protection, financial crime, TOBA management, KYC/onboarding, oversight of Appointed Representatives and Introducers, drafting and implementing policies and procedures, risk assessment and management.
Recommended Jobs
Computer Science Teacher
Computer Science Teacher Location: Westminster An excellent opportunity is available for an ingenious Computer Science Teacher to join an intellectually leading school in Westminster. The succes...
Senior Marketing Executive, CRM
Senior Marketing Executive, CRM Vauxhall, London Zapp are looking for an experienced B2C Senior CRM Executive to join our team. This role will be responsible for building, delivering, and optim...
Content Designer
Content Designer- London/Remote- 11 Months- £34-£39 ph PAYE A global technology company are looking for an experienced Content Designer to join their team on an initial 6 month assignment. The succes...
Field Service Engineer - Hot & Cold Beverage Equipment
Description A fantastic opportunity has arisen to join a respected and expanding company with a strong commitment to innovation and customer excellence. Our client is a leading supplier of beve...
Principal, Corporate Business Development, Corporate Business Development
DESCRIPTION Amazon Corporate Business Development is seeking a highly motivated and experienced Business Development professional to join the Corporate BD team to focus on strategic initiatives, d...
Veterinary Nurse
The role: We're on the lookout for an ambitious, driven and caring veterinary nurse with great leadership skills to help us develop our first Pickles practice into nothing short of the world's bes...
Partnerships Business Development Manager
The world of payment processing is rapidly evolving, and businesses are looking for loyal and strategic partners, to help them grow. Meet Nuvei , the Canadian fintech company accelerating the bus...
Editor, LabourList
About LabourList LabourList provides the leading dedicated forum for authoritative news, insightful analysis and robust debate about the Labour Party across the UK, through our website, email news...
Head Chef - London Easy Apply!
Job Details Head Chef - London Company Description Head Chef Busy Retail & Some Hospitality Up to 45'000 Bank Monday - Friday Benefits: ~28 Days holiday including bank ho...
Care Coordinator Occupational Therapist
JustOT are looking to recruit a band 6 Community Care Coordinator Occupational Therapist for a locum position with our client in London. The pay for this position is £22-£26 per hour, and we are loo...