Compliance Analyst - Generalist
Job Title: Compliance Analyst - Generalist
Contract Type: Permanent
Location: London
Working style: Hybrid 50% home/office based
Closing date: 5th September 2025
We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management.
As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.
The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.
This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.
About the role
- Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
- Maintain RLAM’s Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
- Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
- Prepare and deliver training on key issues and regulatory changes
About you
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements
- Good experience of Word, Excel PowerPoint, Power BI
- Understanding of data organisation
- Some experience within an operational asset management environment (UK or EU).
- Knowledge of investment matters in UCITS and AIFMD
- Strong communication skills
- SI / IAQ / IMC qualified or willing to study towards with support.
- Understanding of UK, Irish and EU compliance and regulatory requirements.
About Royal London Asset Management
Royal London Asset Management (RLAM), part of the Royal London Group, is one of the UK's leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients’ capital, exercising their rights and influencing positive change.
Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.
We've always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here - Our Benefits
Inclusion, diversity and belonging
We’re an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.
Recommended Jobs
Operations Director
We’re on the hunt for a bold, entrepreneurial Operations Director to shake things up and lead with purpose across a portfolio of dynamic catering contracts! This is not just a leadership role – it’s…
Sales Manager - FMCG
Sales Manager – FMCG London and South – Remote c£65,000 + Car + Bonus + Benefits Ready to take your FMCG sales career to the next level? We’re partnering with an international client looking…
Junior Nanny-Housekeeper for lovely family, Job ID J1BD51
A lovely family in Shepherd's Bush, London is looking for a Junior Live in Nanny-Housekeeper to help them in caring for their two school-aged children and maintain their property. This position is pe…
Band 6 Locum Physiotherapist - Romford
Band 6 Locum Physiotherapist – Romford Position: Band 6 Locum Physiotherapist Banding: 6 Location: Romford Hours: Full-time Start Date: ASAP Duration: 3 months Rate: £24.00 –…
Home Manager / Semi Independent Home (Young People)
Daytime Healthcare are working with an established national Children's & Young Peoples residential & supported living provider who are seeking a Home Manager to join their team at their Lewisham locat…
Nanny, 20 hours per week, Job ID J1D1E2
A wonderful family in Highgate, London is looking for a Part-time Nanny to provide dedicated care for their charming toddler. They are looking for someone independent but communicative who will keep …
Financial and Management Accountant
At Feeld, we are creating a world where everyone is more intimately connected to each other and themselves. We are building an inclusive, human-centred product and are looking for a Financial and Man…
Neurodevelopmental Assessor
Neurodevelopmental Assessor Xyla (part of Acacium Group) Remote Permanant Full time/Part time available Monday to Friday - 9am-5:30pm Unlock your potential: As our business continu…
International Affairs Consultant (Remote)
About Us: Centrik is a start-up global consulting firm dedicated to addressing the diverse needs of organizations in an era marked by continual risk evolution and heightened connectivity. Our unwa…
PQ Accountant - Energy & Renewables
Assist with the preparation of monthly management and financial accounts. Support the month-end close process, including journals, reconciliations, accruals, and prepayments. Partner with proje…