Compliance Officer - Alternative Asset Management - Interim
- Participate in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.
- Conduct monitoring and testing of the firm's businesses in the UK, provide recommendations to remediate any identified issues and coordinate with colleagues to drive the closure of said issues.
- Perform electronic communication surveillance and follow-up with relevant stakeholders to address issues.
- Assist with the Firm's global privacy efforts, including those related to GDPR.
- Have day-to-day ownership of compliance with SMCR.
- Serve as a compliance resource for the firms employees based in the UK, as well as Ireland and other European offices.
- Support the CCO with the compliance training program in the UK, creating awareness of firm policies and procedures as well as FCA rules.
- Coordinate the development, review and administration of policies and procedures specific to the UK based businesses, as well as other European offices.
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