Compliance Manager - 12 Month FTC

Specialist Insurance Business | London | Hybrid

Harrison Holgate is working with a specialist insurance business to recruit a Compliance Manager on a 12-month fixed-term contract.

This is a broad and hands-on compliance role, supporting the General Counsel, Head of Legal and Compliance in managing the organisation’s compliance framework and ensuring adherence to regulatory, legal and internal policy requirements.

• Maintain and develop the compliance monitoring programme and framework .
• Provide regulatory advice and guidance to the business.
• Monitor regulatory developments and support implementation of regulatory change.
• Oversee financial crime compliance , including AML, sanctions, KYC, ABC and fraud prevention.
• Support regulatory submissions, notifications and interactions with regulators.
• Conduct compliance risk assessments and maintain risk registers.
• Support compliance projects, including GDPR, policy reviews and regulatory change.
• Investigate compliance incidents, breaches and complaints and oversee remediation.
• Support compliance training and awareness programmes.
• Prepare MI and reports for senior management, risk committees and boards .
• Support internal and external audits and regulatory inspections.

• Strong knowledge of FCA and insurance market regulatory requirements .
• Experience within insurance broking, MGA, delegated authority or financial services compliance .
• Strong understanding of AML, sanctions, KYC, financial crime, conduct risk and data protection .
• London Market insurance experience would be advantageous.
• Strong stakeholder management skills, with the ability to influence and challenge at all levels.
• Excellent analytical, organisational and problem-solving skills.
• Experience drafting policies, procedures, regulatory submissions and compliance reports.

This is an excellent opportunity for a pragmatic and commercially minded Compliance professional looking for a broad, hands-on role within the London insurance market