Senior Associate, Regulatory Consulting
- Providing regulatory reporting support with MiFIR and EMIR Refit.
- Performing trade and transaction reporting projects and review work.
- Assisting with client queries on other regulatory reporting regimes (e.g. SFTR, ASIC, MAS and HKMA).
- Drafting targeted documentation for clients (manuals and procedures, templates, etc).
- Preparing and delivering regulatory reporting training sessions both internally and for clients.
- Preparing pitch documents and proposals for potential work.
- Liaising with industry bodies, regulators and vendors.
- Preparing articles and other publications for distribution both internally and externally.
- Networking and business development.
- Willing to work on other projects as required.
- 2-5 years’ experience either within the FCA, Buy-side or Sell-side firm, Exchange/MTF, or a professional services firm.
- Proven experience in the understanding and interpretation of MiFIR and EMIR within the investment banking / investment management industry and the implementation of solutions to address regulatory requirements.
- Knowledge of the FCA Handbook and key areas of regulatory change such as MiFID II and EMIR Refit.
- Client-facing, solutions focused, individual.
- Team player with the ability to use own initiative and provide prompt practical services to clients.
- Clear, logical thought process, able to arrive at and make decisions and articulate these clearly.
- Exceptional oral and written communication skills and presentational expertise.
- CISI qualifications (Preferred).
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