Manager - Risk, Ethics and Compliance team
This is an ideal opportunity for a professionally qualified accountant with auditor general practice experience who is looking to develop their career in a key and varied support role in practice outside of direct client work.
- The primary focus is on ensuring compliance with all regulatory requirements (principally Audit Regulations, Ethical compliance, ICAEW Practice Assurance and Designated Professional Body (investment business) regulations and oversight of the firm's enterprise risk management (ERM) framework).
- The team also provide advisory services to fee earning and support teams, publish guidance documentation, prepare and deliver internal briefings, develop firm policy, conduct quality and compliance monitoring and create and maintain content on the firm's intranet. The team works closely alongside the firm's separate Legal, Technical and Financial Crime Compliance teams.
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