Compliance Specialist

Harrison Holgate
London
Join a Specialist Lloyd's Insurance Broker as a Compliance Specialist

This role promises a diverse array of responsibilities, it’s an exciting chance to make a significant impact within a forward-thinking organisation.

Key Responsibilities:
  • Regulatory Projects: Identify and communicate upcoming regulatory changes, develop responsive policies, and integrate process changes.
  • Business/Culture Support: Act as the compliance representative at Pillar Excoms, conduct risk assessments on trading partners, and enhance business controls.
  • Policy Development: Support the creation and maintenance of compliance standards, policies, and procedures.
  • Committee Coordination: Manage the Insurer Security, Third Parties, and Product Governance Committees, including risk assessments and reporting.
  • Training and Communication: Provide regulatory updates, develop compliance tools, and collaborate with the Marketing team on communications.
  • Legal Document Review: Assist in negotiating TOBAs, NDAs, and other legal documents.
Skills and Experience Required:
  • Proven Compliance experience in the Insurance Market
  • Commercially pragmatic approach to problem-solving in a fast-paced environment.
  • Good understanding of broking, underwriting businesses, and delegated authorities.
  • Familiarity with Lloyd’s and the London Insurance Market.
  • Experience within a compliance team in an insurance company, broker, consultancy, or regulator.
  • Strong knowledge of relevant legislation and regulation.
  • Proficiency in EXCEL, WORD, and SMARTSHEETS.
This role is ideal for a compliance professional looking to take the next step in their career within a vibrant and growing company.

If you possess the skills and experience outlined above, please get in touch and we can explore.
Posted 2025-07-09

Recommended Jobs

Quant Developer C++ Buy Side Fixed Income

Quant Capital
London

Quant Developer C++ Buy Side Fixed Income Quant Capital is urgently looking for a Quant C++ Engineer to join our high profile client in their main development team. Our client is one of the…

View Details
Posted 2025-07-09

People With Their Own Police Uniform Wanted For A Music Video Shoot Thursday 17th July

Talent Talks Ltd
London

People with thei rown police uniform aged 25-65 wanted for a music video shoot. You MUST have your own police uniform to take part in this shoot. The shoot will take place in London Thursday 17…

View Details
Posted 2025-07-04

Senior Manager - Personal Tax

Creative Tax Recruitment
London

You're not just looking for another job. You're looking for a place to do the work that matters — with clients who value your advice, and a team that sees your potential. This highly respected Lon…

View Details
Posted 2025-06-27

Delegate Sales Executive

Kisaco Research
London

Delegate Sales Executive Location: London (Hybrid) | Work Type: Full-time, Permanent Ready to launch your career in sales with a fast-growing, purpose-driven company? At Kisaco Research, we c…

View Details
Posted 2025-07-12

Floor Layer

Daniel Owen Ltd
London

Property Services - Council Floor Layer - East London £39,000 per annu plus van and fuel card I'm currently looking for Floor Layers for a contractor for a local council. Job Details: A…

View Details
Posted 2025-06-30

Sales Executive

Zutec
London

About Us  Zutec is a fast-growing technology company, providing cloud-based software for the construction property industry. Zutec’ offers best of breed solutions for Document Management, Quality M…

View Details
Posted 2025-07-10

Paid Performance Marketing Manager

Nelsons
London

The role We are looking for a strong Paid Performance Marketing Manager to develop a leading performance marketing operation that can scale our user base across UK, US and provide consultation sup…

View Details
Posted 2025-07-01

Sales Coordinator

RIU Hotels & Resorts
London

&##127775; Join Our Global Family at RIU Hotels & Resorts! Be part of the RIU Plaza London Victoria team! RIU Plaza London Victoria has quickly become a key player in the UK hospitality scene, off…

View Details
Posted 2025-07-10

Group Head of Finance

Michael Page
London

Oversee the production of the Group's quarterly trade statements, monthly management accounts, yearly accounts, and RSH regulatory reporting requirements. Establish and maintain solid, continuous …

View Details
Posted 2025-06-27

Digital Project Manager

Alexander Mann Solutions - Contingency
London

We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce …

View Details
Posted 2025-06-27