Compliance Specialist
- Regulatory Projects: Identify and communicate upcoming regulatory changes, develop responsive policies, and integrate process changes.
- Business/Culture Support: Act as the compliance representative at Pillar Excoms, conduct risk assessments on trading partners, and enhance business controls.
- Policy Development: Support the creation and maintenance of compliance standards, policies, and procedures.
- Committee Coordination: Manage the Insurer Security, Third Parties, and Product Governance Committees, including risk assessments and reporting.
- Training and Communication: Provide regulatory updates, develop compliance tools, and collaborate with the Marketing team on communications.
- Legal Document Review: Assist in negotiating TOBAs, NDAs, and other legal documents.
- Proven Compliance experience in the Insurance Market
- Commercially pragmatic approach to problem-solving in a fast-paced environment.
- Good understanding of broking, underwriting businesses, and delegated authorities.
- Familiarity with Lloyd’s and the London Insurance Market.
- Experience within a compliance team in an insurance company, broker, consultancy, or regulator.
- Strong knowledge of relevant legislation and regulation.
- Proficiency in EXCEL, WORD, and SMARTSHEETS.
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