Compliance & AML Assistant
Role Overview:
This role supports the firm’s risk and compliance function, focusing on anti-money laundering (AML), client onboarding and regulatory compliance. The assistant works closely with legal and business services teams to ensure adherence to legal and ethical standards.
Key Responsibilities:
- Monitor new client/matter openings and ensure AML documentation is complete
- Identify politically exposed persons (PEPs) and high-risk clients using due diligence tools
- Advise on AML regulations and client due diligence requirements
- Maintain risk registers and support data security incident tracking
- Assist with internal audits, quality accreditations, and file reviews
- Respond to compliance-related queries and support internal training and guidance
- Attend AML meetings and contribute to compliance projects and initiatives
Skills & Experience:
- Strong written and verbal communication skills
- High attention to detail and ability to manage competing priorities
- Proficiency in Microsoft Office and client onboarding systems
- Good understanding of AML regulations and related legislation
Personal Attributes:
- Proactive team player with a positive attitude
- Able to work confidently with staff at all levels
- Strong multitasking and time management skills
- Eagerness to learn and develop professionally
Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.
Please note that your personal information will be treated in accordance with our Privacy Policy .
Recommended Jobs
Assistant Director, Capital Projects
Essentia, part of Guy's and St Thomas' NHS Foundation Trust, is seeking to recruit an Assistant Director, Capital Projects to play a key role within its Estate Development function. One of the large…
Fund Research, Associate - Alternatives
Job Description: Are you a Chartered Accountant seeking your next career move? We are working on a fantastic opportunity for a Fund Research, Associate - Alternatives to join the team at a leading gl…
PE Teacher Wanted - Enthusiastic School in Nottingham
We are seeking a dedicated and energetic PE Teacher to join our team in Nottingham. This is an exciting opportunity to teach KS3 , KS4 , and KS5 students, encouraging them to develop a passion for…
Wordings Specialist
Wordings Specialist - Property & Casualty My client, a global specialty insurer, is currently seeking a Wordings Specialist to join their team, focusing on a Property & Casualty portfolio. Salary:…
Futsal Coach
Salary: £14 - £20 per hour depending on qualification Hours: Tuesdays 6-8pm in South Norwood and/or school holidays 9am-4pm in Beckenham (with potential for more sessions in the future) Contra…
Financial Controller
Financial Controller Welcome to This is Beyond , a dynamic and forward-thinking B2B events company based in the heart of West London. From our humble beginnings as an ambitious start-up, we've s…
Real Estate Associate
Our Client Our client, a leading UK law firm, is seeking a talented Real Estate Associate to join its Real Estate team in London. Known for its market-leading work across investment, development, r…
Accounting Advisory Senior Manager
About CFPro CFPro is part of BKL, Top 50 chartered accountants and tax advisers. CFPro plays a vital role in shaping strategies and strengthening financial operations that help businesses grow fas…
Principal Pension Consultant
I'm working with one of the UK's leading benefits consultancies to recruit a Principal Pensions Consultant (DC workplace Pensions). You'll be working as part of a fast growth and high-performance …
Personal Injury Fee Earner
Personal Injury Fee Earner – London This modern and dynamic law firm has a new opening for a personal injury fee earner. What is in it for you? In return, you will receive a competitive salar…