Compliance Officer

At The Opportunity Hub UK, we believe that when you invest in your career, you unlock a new curiosity for the world around you. We are recruiting for a leading financial institution based in Central London, known for providing best-in-class financial services. This is an exciting opportunity for a Compliance Officer to join a dynamic team dedicated to maintaining high standards of regulatory compliance and ethical conduct.

Company overview:
This financial institution is renowned for its commitment to excellence and innovation in the finance industry. They are seeking a dedicated Compliance Officer to help uphold their high standards and ensure adherence to regulatory requirements.

Job overview:
As a Compliance Officer, you will play a crucial role in ensuring that the company operates in accordance with legal and regulatory requirements, as well as internal policies and procedures. This position is ideal for someone with a keen eye for detail and a strong understanding of the regulatory landscape in the financial sector.

Here's what you'll be doing:

• Monitoring and interpreting regulatory requirements and industry standards.
• Ensuring company policies and procedures comply with applicable laws and regulations.
• Conducting regular compliance audits and assessments.
• Developing, implementing, and reviewing compliance policies and procedures.
• Ensuring all employees are aware of and adhere to compliance policies.
• Identifying and assessing compliance risks and developing strategies to mitigate potential issues.
• Conducting training sessions on compliance topics for employees and providing ongoing education about regulatory changes and updates.
• Maintaining accurate records of compliance activities and audits, preparing and submitting compliance reports to senior management and regulatory bodies.
• Investigating compliance breaches and taking appropriate corrective actions, working closely with legal and regulatory bodies during investigations.
• Staying updated on the latest regulatory trends and best practices, recommending and implementing improvements to the compliance program.

Here are the skills you'll need:

• Bachelor’s degree in Law, Finance, Business Administration, or a related field.
• Professional certifications such as Certified Compliance and Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), or similar are preferred.
• Minimum of 3-5 years of experience in a compliance role within the financial services industry.
• In-depth knowledge of regulatory requirements in the financial sector.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Attention to detail and high level of accuracy.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office Suite and compliance management software.

Work permissions:
You must have the right to work in the United Kingdom. Visa sponsorship is not available at this time.

Here are the benefits of this job:

• Competitive salary ranging from £50,000 to £70,000, depending on experience and qualifications.
• Comprehensive health and dental insurance.
• Pension scheme.
• Professional development opportunities.
• Flexible working arrangements.
• Performance-based bonuses.

Pursuing a career as a Compliance Officer in the financial sector offers unparalleled opportunities for professional growth and development. By ensuring regulatory compliance and ethical conduct, you will play a pivotal role in the success and integrity of the financial institution, while also enhancing your own expertise in a highly respected and rewarding field.