Senior Compliance Analyst - Asset Management
- Monitor and ensure adherence to regulatory compliance standards within the financial services sector.
- Assist in the preparation and review of compliance documentation and reports.
- Support the Risk & Compliance department in identifying and mitigating potential risks.
- Conduct regular compliance audits to verify adherence to internal policies and procedures.
- Collaborate with internal teams to address compliance-related queries and concerns.
- Stay informed about changes in regulations and communicate updates to relevant stakeholders.
- Assist in the development and implementation of compliance training programmes.
- Provide administrative support to ensure smooth operations within the Risk & Compliance department.
Recommended Jobs
Generic application form
In response to your job interest Thank you for your interest in the international IFA and BDM opportunities that we have on offer. Use this generic application for all jobs NOT yet listed on ou…
Business Development Manager - Chase Erwin
Role Overview Chase Erwin, part of the Panaz Group, is seeking a commercially driven individual to join our growing team as a Business Development Manager. This is an exceptional opportunity for a…
Bar Staff
Mint People are looking for talented, enthusiastic and passionate Bar Staff to join our team at a Venues in the area! Service is always better with a smile, are you one of these people? · Weekly …
Multi Tradesperson
The Sureserve Group of businesses provides market-leading compliance and energy services across the UK, with over 3,200 employees working from over 20 offices. Sureserve Compliance South, delivers…
Employment Lawyer (Financial Services) - 3 months assignment
Job Details We are currently working with a market leading ALSP that is keen to speak with employment Lawyers who would be available for an initial secondment assignment to a client within the Fin…
Private Banking Assistant (Arabic speaker) in City of London
Job description Private Banking Assistant (Arabic speaker) Central London Job purpose Private Banking Assistant role is to support Private Banking Relationship Managers in their day-to-d…
Director of Key Accounts
Lead the charge in shaping strategic client partnerships across the UK and EMEA as our new Director of Key Accounts. This is your opportunity to take ownership of a high-impact leadership role w…
Lead Construction Underwriter
Position: Lead Construction Underwriter Salary: circa £130,000 + package and bonus Location: City of London Hybrid: Yes I am working with a market leading specialty MGA that have 100% Lloyd's…
Call Centre Agent
Have you been seeking an opportunity to elevate your career and join an industry leader? This is your golden ticket to the world of recruitment excellence. The Role We are looking for exceptiona…
PR Account Executive (Corporate)
Boldspace, a leading brand value agency, is seeking a highly motivated and experienced PR Account Executive to join our team. At Boldspace, we pride ourselves on helping our clients grow their meanin…