Compliance Officer

Harrison Holgate
London
A Leading Lloyd's members Agency is seeking an experienced and passionate Compliance professional to join their team.

This role offers a unique blend of operational and compliance responsibilities, making it an ideal fit for those passionate about regulatory affairs and financial crime prevention.

Key Responsibilities:
  • Support the Head of Compliance, Company Secretary, and MLRO in managing compliance, risk management, and internal audit functions.
  • Ensure the business meets all regulatory requirements and financial crime regulations.
  • Develop and maintain procedures to ensure compliance with regulatory requirements.
  • Assist in the production of contractual documents and guidance notes for members.
  • Manage the resolution of complaints and prepare regulatory returns/notifications.
  • Conduct regular compliance monitoring activities and audit business operation controls.
Desirable Experience:
  • Previous experience in a compliance role in the Insurance or Financial Services arenas
Posted 2025-07-31

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